0001144204-17-008172.txt : 20170214 0001144204-17-008172.hdr.sgml : 20170214 20170214061200 ACCESSION NUMBER: 0001144204-17-008172 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 GROUP MEMBERS: DAVID L. DOUGLASS GROUP MEMBERS: DEEPIKA R. PAKIANATHAN, PH.D. GROUP MEMBERS: DELPHI BIOINVESTMENTS VII, L.P. GROUP MEMBERS: DELPHI MANAGEMENT PARTNERS VII, L.L.C. GROUP MEMBERS: DOUGLAS A. ROEDER GROUP MEMBERS: JAMES J. BOCHNOWSKI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Relypsa Inc CENTRAL INDEX KEY: 0001416792 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260893742 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87732 FILM NUMBER: 17602181 BUSINESS ADDRESS: STREET 1: 100 CARDINAL WAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-421-9500 MAIL ADDRESS: STREET 1: 100 CARDINAL WAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELPHI VENTURES VII L P CENTRAL INDEX KEY: 0001336922 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 160 BOVET RD, SUITE 408 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-854-9650 MAIL ADDRESS: STREET 1: 160 BOVET RD, SUITE 408 CITY: SAN MATEO STATE: CA ZIP: 94402 SC 13G/A 1 v458992_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G
 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

 

(Amendment No. 2)*

 

Relypsa, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

759531106

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

xRule 13d-1(c)

 

¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 15 Pages
Exhibit Index on Page 13

 

 

CUSIP NO. 75953110613 GPage 2 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Delphi Ventures VII, L.P. (“DV VII”)

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

PN

         

 

 

CUSIP NO. 75953110613 GPage 3 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Delphi BioInvestments VII, L.P. (“DBI VII”)

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

PN

         

 

 

CUSIP NO. 75953110613 GPage 4 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Delphi Management Partners VII, L.L.C. (“DMP VII”)

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

OO

         

 

 

CUSIP NO. 75953110613 GPage 5 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

James J. Bochnowski

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

IN

         

 

 

CUSIP NO. 75953110613 GPage 6 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

David L. Douglass

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

IN

         

 

 

CUSIP NO. 75953110613 GPage 7 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Douglas A. Roeder

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

IN

         

 

 

CUSIP NO. 75953110613 GPage 8 of 15 Pages

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Deepika R. Pakianathan, Ph.D.

 
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨ (b) x

3 SEC USE ONLY  
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY EACH 

REPORTING 

PERSON 

WITH

5 SOLE VOTING POWER
0 shares.
 
6 SHARED VOTING POWER
See response to row 5.
 
7 SOLE DISPOSITIVE POWER
0 shares.
 
8 SHARED DISPOSITIVE POWER
See response to row 7.
 
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON

 

0

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES

 

¨

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12 TYPE OF REPORTING PERSON

 

IN

         

 

 

CUSIP NO. 75953110613 GPage 9 of 15 Pages

 

This Amendment No. 2 amends and restates in its entirety the Schedule 13G previously filed by the Reporting Persons (together with all prior and current amendments thereto, this “Schedule 13G”).

 

ITEM 1(A).NAME OF ISSUER:

 

Relypsa, Inc.

 

ITEM 1(B).ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

700 Saginaw Drive

Redwood City, CA 94063

 

ITEM 2(A).NAME OF PERSONS FILING:

 

This statement is filed by Delphi Ventures VII, L.P., a Delaware limited partnership (“DV VII”), Delphi BioInvestments VII, L.P., a Delaware limited partnership (“DBI VII”), Delphi Management Partners VII, L.L.C., a Delaware limited liability company (“DMP VII”) and the general partner of DV VII and DBI VII, and James J. Bochnowski (“Bochnowski”), David L. Douglass (“Douglass”), Douglas A. Roeder (“Roeder”) and Deepika R. Pakianathan, Ph.D. (“Pakianathan”), the managing members of DMP VII. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

 

DMP VII is the general partner of DV VII and DBI VII and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by DV VII and DBI VII. Bochnowski, Douglass, Roeder and Pakianathan are the managing members of DMP VII and may be deemed to have shared power to vote and shared power to dispose of the shares of the issuer directly owned by DV VII and DBI VII.

 

ITEM 2(B).ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:

 

The address of the principal business office for each of the Reporting Persons is:

 

Delphi Ventures
160 Bovet Road, Suite #408

San Mateo, CA 94402

  

ITEM 2(C)CITIZENSHIP:

 

DV VII and DBI VII are Delaware limited partnerships. DMP VII is a Delaware limited liability company. Bochnowski, Douglass, Roeder and Pakianathan are United States citizens.

 

ITEM 2(D)

AND ITEM 2(E).

TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER:

 

Common Stock

CUSIP # 759531106

 

ITEM 3.Not Applicable.

 

 

CUSIP NO. 75953110613 GPage 10 of 15 Pages

 

ITEM 4.OWNERSHIP:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned:

 

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

 

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

 

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

 

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x Yes

 

ITEM 6.OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

 

Please see Item 5.

 

ITEM 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

Not applicable.

 

ITEM 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

Not applicable.

 

 

CUSIP NO. 75953110613 GPage 11 of 15 Pages

 

ITEM 9.NOTICE OF DISSOLUTION OF GROUP:

 

Not applicable.

 

ITEM 10.CERTIFICATION:

 

Not applicable.

  

 

CUSIP NO. 75953110613 GPage 12 of 15 Pages

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2017

 

Entities:  
     
     
DELPHI MANAGEMENT PARTNERS VII, L.L.C.  
     
DELPHI VENTURES VII, L.P.  
DELPHI BIOINVESTMENTS VII, L.P.  
     
     
By: /s/ Matthew T. Potter  
  Matthew T. Potter, Attorney-in-fact  
  for above-listed entities*  
     
     
Individuals:  
James J. Bochnowski  
David L. Douglass  
Douglas A. Roeder  
Deepika R. Pakianathan, Ph.D.  
     
By:  /s/ Matthew T. Potter  
  Matthew T. Potter, Attorney-in-fact  
  for above-listed individuals*  

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

 

CUSIP NO. 75953110613 GPage 13 of 15 Pages

 

EXHIBIT INDEX

 

  Found on Sequentially
Exhibit Numbered Page
   
Exhibit A:  Agreement of Joint Filing 14
   
Exhibit B:  Power of Attorney 15

  

 

CUSIP NO. 75953110613 GPage 14 of 15 Pages

 

exhibit A

 

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Relypsa, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.

 

 

CUSIP NO. 75953110613 GPage 15 of 15 Pages

 

exhibit B

 

Power of Attorney

 

Matthew T. Potter has signed this Schedule 13G as Attorney-In-Fact. Note that copies of the applicable Power of Attorney are already on file with the appropriate agencies.